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Disclosure Statements

Market Volatility and Trading Platforms

All trades are executed through Trade Wall Street Financial Members of FINRA, SIPC, NFA, NYSE Euronext, NASDAQ

Trade Wall Street provides third party software and proprietary trading accounts for real time trading access to the US stock market.

All Real-Time Systems, including real-time graphs, real-time quotes, and real-time Order entry are subject to market volatility, volume, and internet related conditions that may delay system access and trade execution.

SIPC coverage does not protect customers against market losses.

After-Hours Trading

There is no assurance that trades will be executed after the market closes.

Loss of Principal

Beware of the risk of trading. Trading stocks and other investments are subject to fluctuations in value and possibly entire loss of principle.

Privacy Policy

Trade Wall Street Financial Privacy Notice

Trade Wall Street Financial is committed to protecting confidentiality of the information furnished to us by our clients. We are providing you this information as required by Regulation S-P adopted by the Securities and Exchange Commission.

Information about you that we collect

We collect nonpublic personal information about you from the following sources: information we receive from you on applications or other forms or through our Web Site and information we receive from a consumer-reporting agency.

Our use of information about you

Trade Wall Street Financial does not share your non-public personal information with any unaffiliated third parties with whom we have no contractual business relationships, unless:

  • You give us written permission
  • It is vital to completing a transaction for your account
  • It is required by to protect against fraud or comply with a subpoena or other court order.

We do not sell information about you to outside unaffiliated companies

Trade Wall Street Financial has policies that restrict access to nonpublic personal information about you to those employees who have need for that information to provide investment alternatives or services to you, or to employees who assist those who provide investment alternatives or services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.

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** Trade Wall Street Financial is a division of TWS Financial, LLC, Member FINRA, Nasdaq, NYSE Euronext, & SIPC. All accounts are SIPC Protected for $500,000 Securities, including $100,000 claims for Cash. Additional insurance coverage of $24.5 million including $900,000 maximum claims on cash by Penson Financial Services Inc. through National Union Fire Insurance Company of Pittsburgh, PA (a member company of American International Group). SIPC coverage does not protect against market losses. Explanatory brochure available upon request. For Details please see www.sipc.org. System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources. Money Market Funds are not FDIC Insured. Read our Read our Risk Disclosures for Active Trading

*** Trade Wall Street offers third party and proprietary trading systems that provide real time trading access to the US stock market through a Trade Wall Street Brokerage Account. All Real-Time Systems including Real-Time Graphs, Real-Time Quotes, and Real-Time Order Entry are subject to market volatility and volume conditions or internet related issues that may delay system access and trade execution.

***Beware of the risk of trading. Trading stocks and other investments are subject to fluctuations in value and possibly entire loss of principle. The information contained herein is for information purposes only and does not constitute a solicitation or an offer to buy or sell any securities. The company offers a comprehensive array of financial services. For more information on any product or service under consideration, email request to tradew@comcast.net for information, literature, or prospectus which contains information on product objectives, sales charges, and product risk.* Read your prosepctus carefully. Minimum Account Required